SEC Filings


Form 425
NORTHSTAR REAL ESTATE INCOME TRUST, INC. filed this Form 425 on 08/28/2017
Document Outline
Entire Document (7770 KB)
Subdocument 1 - 425 - FORM 8-K
Page 1 - UNITED STATES
Page 2 - Item 1.01. Entry into a Material Definitive Agreement
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - Item 8.01 Other Events.
Page 8 - Contacts
Page 9 - Item 9.01. Financial Statements and Exhibits.
Page 10 - SIGNATURES
Page 11 - EXHIBIT INDEX
Subdocument 2 - EX-2.1 - EXHIBIT 2.1
Page 1 - Exhibit 2.1
Page 2 - TABLE OF CONTENTS
Page 3 - N/A
Page 4 - Exhibits
Page 5 - MASTER COMBINATION AGREEMENT
Page 6 - Nova II Merger
Page 7 - Nova II Board Recommendation
Page 8 - ARTICLE I
Page 9 - Constellation OP Subsidiary
Page 10 - clauses
Page 11 - Contributed Entity Tax Protection Agreements
Page 12 - Equity Interest
Page 13 - Indebtedness
Page 14 - Law
Page 15 - Newco Class
Page 16 - Nova I Environmental Permits
Page 17 - clauses
Page 18 - Nova I Preferred Stock
Page 19 - Nova I Termination Fee
Page 20 - Nova II Common Stock
Page 21 - clauses
Page 22 - Nova II Principal MBS Agreements
Page 23 - Nova II Termination Fee
Page 24 - person
Page 25 - RED REIT Contribution
Page 26 - Subsidiary
Page 27 - Triggering Party
Page 28 - ARTICLE II
Page 29 - The Mergers
Page 30 - Equity Consideration
Page 31 - Nova II Merger Effective Time
Page 32 - Conversion of Nova I
Page 33 - Section
Page 34 - minus
Page 35 - No Fractional Shares
Page 36 - Newco OP Operating Agreement
Page 37 - Payment of Dividends
Page 38 - Article III
Page 39 - Article III
Page 40 - Significant Subsidiaries
Page 41 - Section
Page 42 - provided
Page 43 - N/A
Page 44 - Absence of Certain Changes
Page 45 - clauses
Page 46 - Nova I Material Contract
Page 47 - N/A
Page 48 - N/A
Page 49 - N/A
Page 50 - Mortgage Backed Securities
Page 51 - PE Investments
Page 52 - Nova I PE Investment Agreements
Page 53 - Nova I Major Leases
Page 54 - Investment Company Act
Page 55 - Takeover Laws
Page 56 - Capitalization
Page 57 - Power and Authority
Page 58 - Approvals; No Defaults
Page 59 - Nova II Financial Statements
Page 60 - Absence of Certain Changes
Page 61 - No Undisclosed Liabilities
Page 62 - Nova II Material Contract
Page 63 - Employees
Page 64 - N/A
Page 65 - N/A
Page 66 - Mortgage Backed Securities
Page 67 - Loans
Page 68 - PE Investments
Page 69 - Intellectual Property
Page 70 - N/A
Page 71 - Investment Company Act
Page 72 - Environmental Matters
Page 73 - Due Authorization and Execution
Page 74 - provided
Page 75 - Financial Statements
Page 76 - No Undisclosed Liabilities
Page 77 - Section
Page 78 - Allocation Policy
Page 79 - Employees
Page 80 - N/A
Page 81 - Mortgage Backed Securities
Page 82 - Contributed Entity Principal MBS Agreements
Page 83 - PE Investments
Page 84 - Contributed Entity PE Investment Agreements
Page 85 - Contributed Entity Major Leases
Page 86 - Information Supplied
Page 87 - Section
Page 88 - Power and Authority
Page 89 - Section
Page 90 - No Other Representations or Warranties
Page 91 - ARTICLE V
Page 92 - Extraordinary Dividends
Page 93 - Adverse Actions
Page 94 - Debt
Page 95 - Ordinary Course
Page 96 - Organizational Documents
Page 97 - Taxes
Page 98 - Organizational Documents
Page 99 - No Control of Other Party
Page 100 - No Solicitation or Negotiation
Page 101 - Section 6.01(a)
Page 102 - Section
Page 103 - Nova I Change of Recommendation
Page 104 - Section
Page 105 - Nova II Go Shop Bidder
Page 106 - provided
Page 107 - clause
Page 108 - Section
Page 109 - Nova II Notice Period
Page 110 - Preparation of the Form S-4 and the Proxy Statement
Page 111 - provided
Page 112 - Stockholders Meetings
Page 113 - Preparation of the Form S-11; Listing Process
Page 114 - provided
Page 115 - Transaction Litigation
Page 116 - Press Releases
Page 117 - Takeover Laws and Provisions
Page 118 - provided
Page 119 - Notification of Certain Matters
Page 120 - Certain Tax Matters
Page 121 - Nova I Asset Disposition
Page 122 - provided
Page 123 - Constellation Special Dividend
Page 124 - Measurement Period
Page 125 - Conditions to Nova I
Page 126 - Performance of Constellation Parties
Page 127 - Section
Page 128 - 4.01(r)
Page 129 - Constellation Parties
Page 130 - Section 368
Page 131 - Nova I Parties Certificate
Page 132 - Section
Page 133 - Ownership Waiver
Page 134 - ARTICLE VIII
Page 135 - Section
Page 136 - provided
Page 137 - Effect of Termination and Abandonment
Page 138 - Section
Page 139 - Section
Page 140 - Section
Page 141 - Section
Page 142 - Qualifying Income
Page 143 - Section
Page 144 - Section
Page 145 - Section
Page 146 - Section
Page 147 - Section
Page 148 - Waiver of Jury Trial
Page 149 - Notices
Page 150 - N/A
Page 151 - Entire Understanding; No Third Party Beneficiaries
Page 152 - IN WITNESS WHEREOF
Page 153 - N/A
Page 154 - N/A
Page 155 - EXHIBIT A
Page 156 - Effective Date
Page 157 - provided
Page 158 - clause (i)(b))
Page 159 - Effective Date
Page 160 - provided
Page 161 - Losses
Page 162 - Renewal Term
Page 163 - Subsidiary
Page 164 - Section 2(c)
Page 165 - N/A
Page 166 - N/A
Page 167 - N/A
Page 168 - Portfolio Management Services
Page 169 - N/A
Page 170 - Section 11(a))
Page 171 - Section 15
Page 172 - Devotion of Time; Additional Activities of the Manager; Allocation of Investment Opportunities; Non-
Page 173 - Section 3(d)
Page 174 - N/A
Page 175 - Section 2(d)
Page 176 - Records; Confidentiality
Page 177 - Obligations of Manager; Restrictions
Page 178 - provided
Page 179 - Base Management Fee
Page 180 - Incentive Fee
Page 181 - N/A
Page 182 - N/A
Page 183 - provided
Page 184 - Section 11
Page 185 - provided
Page 186 - Section 13
Page 187 - Section 13(e)
Page 188 - Section 14(a)
Page 189 - Termination for Cause
Page 190 - Section 15(c)
Page 191 - Release of Money or Other Property Upon Written Request
Page 192 - Representations and Warranties
Page 193 - Notice
Page 194 - Amendments
Page 195 - Headings
Page 196 - N/A
Page 197 - Exhibit A
Page 198 - EXHIBIT B
Page 199 - Extraordinary Actions
Page 200 - Determinations by Board
Page 201 - Person
Page 202 - Appraisal Rights
Page 203 - Liquidation Rights
Page 204 - Transferable Shares
Page 205 - Excepted Holder
Page 206 - Trust
Page 207 - ab
Page 208 - Ambiguity
Page 209 - Increase or Decrease in Common Stock Ownership or Aggregate Stock Ownership Limits
Page 210 - Transfer of Capital Stock in Trust
Page 211 - Purchase Right in Stock Transferred to the Trustee
Page 212 - ARTICLE VIII
Page 213 - N/A
Page 214 - EXHIBIT C
Page 215 - provided
Page 216 - NOTICE
Page 217 - QUORUM
Page 218 - VOTING OF STOCK BY CERTAIN HOLDERS
Page 219 - provided, however
Page 220 - Special Meetings of Stockholders
Page 221 - General
Page 222 - TELEPHONE MEETINGS
Page 223 - SPECIAL MEETINGS
Page 224 - CONSENT BY DIRECTORS WITHOUT A MEETING
Page 225 - ARTICLE IV
Page 226 - REMOVAL AND RESIGNATION
Page 227 - VICE PRESIDENTS
Page 228 - CHECKS AND DRAFTS
Page 229 - FIXING OF RECORD DATE
Page 230 - ARTICLE XI
Page 231 - ARTICLE XIV
Page 232 - EXHIBIT D
Page 233 - TABLE OF CONTENTS
Page 234 - N/A
Page 235 - N/A
Page 236 - AMENDED AND RESTATED
Page 237 - Nova II Merger
Page 238 - Additional Member
Page 239 - ex-date
Page 240 - Exhibit
Page 241 - Beneficially Own
Page 242 - Board of Directors
Page 243 - Capital Account Limitation
Page 244 - Company
Page 245 - Consent
Page 246 - Cut-Off Date
Page 247 - Excluded Property
Page 248 - N/A
Page 249 - Holder
Page 250 - Liquidator
Page 251 - Managing Member
Page 252 - Membership Unit
Page 253 - Net Proceeds
Page 254 - Nova I OP Merger
Page 255 - Permitted Transferee
Page 256 - RED REIT
Page 257 - Related Party
Page 258 - Subsidiary
Page 259 - Transaction
Page 260 - Vesting Agreement
Page 261 - Principal Office and Resident Agent
Page 262 - Term
Page 263 - Powers
Page 264 - provided
Page 265 - provided
Page 266 - provided
Page 267 - Issuances to CLNS Credit
Page 268 - provided
Page 269 - Loans to the Company
Page 270 - Options Granted to Company Employees
Page 271 - Restricted Stock Granted to Persons other than Company Employees
Page 272 - Issuance of Membership Common Units
Page 273 - N/A
Page 274 - pari passu
Page 275 - Voting
Page 276 - Conversion of LTIP Units
Page 277 - Forced Redemption
Page 278 - Transaction
Page 279 - No Interest; No Return
Page 280 - Excluded Properties
Page 281 - Distributions in Kind
Page 282 - ARTICLE 6
Page 283 - Regulatory Allocations
Page 284 - N/A
Page 285 - Special Allocations Upon Liquidation
Page 286 - Allocation of Nonrecourse Liabilities
Page 287 - Tax Allocations
Page 288 - N/A
Page 289 - Certificate of Formation
Page 290 - N/A
Page 291 - N/A
Page 292 - provided
Page 293 - provided
Page 294 - Transactions with Affiliates
Page 295 - Indemnification
Page 296 - provided
Page 297 - Liability of the Managing Member
Page 298 - N/A
Page 299 - Title to Company Assets
Page 300 - Reliance by Third Parties
Page 301 - Management of Business
Page 302 - No Rights as Objecting Member
Page 303 - ARTICLE 9
Page 304 - ARTICLE 10
Page 305 - Tax Matters Member and Partnership Representative
Page 306 - IRS Adjustment
Page 307 - Withholding
Page 308 - ab initio
Page 309 - Non-Managing Members Rights to Transfer
Page 310 - Incapacity
Page 311 - Substituted Members
Page 312 - N/A
Page 313 - Restrictions on Termination Transactions
Page 314 - Surviving Company
Page 315 - Admission of Additional Members
Page 316 - Limit on Number of Members
Page 317 - Liquidator
Page 318 - Deemed Contribution and Distribution
Page 319 - Cancellation of Certificate of Formation
Page 320 - Procedures for Meetings and Actions of the Members
Page 321 - ARTICLE 15
Page 322 - N/A
Page 323 - N/A
Page 324 - N/A
Page 325 - provided
Page 326 - Stock Offering Funding Option
Page 327 - N/A
Page 328 - N/A
Page 329 - N/A
Page 330 - Addresses and Notice
Page 331 - provided
Page 332 - Entire Agreement
Page 333 - No Partition
Page 334 - No Rights as Stockholders
Page 335 - N/A
Page 336 - EXHIBIT A: EXAMPLES REGARDING ADJUSTMENT FACTOR
Page 337 - EXHIBIT B: NOTICE OF REDEMPTION
Page 338 - N/A
Page 339 - EXHIBIT C: MEMBER NOTICE OF LTIP CONVERSION ELECTION
Page 340 - EXHIBIT D: COMPANY NOTICE OF LTIP CONVERSION ELECTION
Page 341 - SCHEDULE I
Page 342 - SCHEDULE II
Page 343 - EXHIBIT E(1)
Page 344 - [Signature Page to Second Articles of Amendment]
Page 345 - EXHIBIT E(2)
Page 346 - [Signature Page to Articles of Amendment]
Page 347 - EXHIBIT F
Page 348 - N/A
Page 349 - EXHIBIT G
Page 350 - EXHIBIT H
Page 351 - Board of Directors
Page 352 - Other Definitional Provisions
Page 353 - Section
Page 354 - Severability
Page 355 - Governing Law; Jurisdiction; Waiver of Jury Trial
Page 356 - Third Party Benefits
Page 357 - N/A
Page 358 - EXHIBIT I
Page 359 - ARTICLE I
Page 360 - Grant Date
Page 361 - Maryland Act
Page 362 - ARTICLE II
Page 363 - No Reversion to the Company
Page 364 - ARTICLE III
Page 365 - Limitations on Transfer
Page 366 - ARTICLE V
Page 367 - Payment of Expenses and Liabilities
Page 368 - Federal Income Tax Information
Page 369 - ARTICLE VI
Page 370 - Section 6.02
Page 371 - Specific Powers of Trustees
Page 372 - provided
Page 373 - Conflicts of Interest
Page 374 - ARTICLE VIII
Page 375 - Reliance by Trustees
Page 376 - Recitals
Page 377 - ARTICLE IX
Page 378 - Meeting Called on Request of Beneficiaries
Page 379 - ARTICLE XI
Page 380 - ARTICLE XII
Page 381 - Severability
Page 382 - N/A
Page 383 - APPENDIX A
Page 384 - [Signatures appear on the following page.]
Page 385 - ASSIGNOR:
Subdocument 3 - EX-99.1 - EXHIBIT 99.1
Page 1 - Exhibit 99.1
Page 2 - Transaction Structure
Page 3 - Advisors
Page 4 - Cautionary Statement Regarding Forward-Looking Statements
Page 5 - Contacts:
Page 6 - No Offer or Solicitation
Subdocument 4 - EX-99.2 - EXHIBIT 99.2
Page 1 - N/A
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A

Shareholder Contact Information

Investor Relations

Lasse Glassen
ADDO Communications
310.829.5400
lglassen@addoir.com

Press & Media

Caroline Luz
Owen Blicksilver P.R., Inc.
203.656.2829
caroline@blicksilverpr.com

Stock & Transfer Agent

American Stock & Transfer
Trust Company
800.937.5449
www.amstock.com/main/