SEC Filings


Form 425
NORTHSTAR REAL ESTATE INCOME TRUST, INC. filed this Form 425 on 11/21/2017
Document Outline
Entire Document (4386.4 KB)
Subdocument 1 - 425 - FORM 8-K
Page 1 - UNITED STATES
Page 2 - N/A
Page 3 - N/A
Page 4 - Cautionary Statement Regarding Forward-Looking Statements
Page 5 - Contacts:
Page 6 - EXHIBIT INDEX
Page 7 - SIGNATURES
Subdocument 2 - EX-2.1 - EX-2.1
Page 1 - Exhibit 2.1
Page 2 - TABLE OF CONTENTS
Page 3 - Exhibits
Page 4 - Schedules
Page 5 - AMENDED AND RESTATED MASTER COMBINATION AGREEMENT
Page 6 - Transactions
Page 7 - Code
Page 8 - Code
Page 9 - clauses
Page 10 - Contributed Entity Title Insurance Policy
Page 11 - Form S-11
Page 12 - Knowledge
Page 13 - Newco Common Stock
Page 14 - Nova I Go Shop Bidder
Page 15 - Nova I Merger Effective Time
Page 16 - Nova I Termination Fee
Page 17 - Nova II Common Stock
Page 18 - Nova II Material Contract
Page 19 - Section
Page 20 - party
Page 21 - RED REIT Subsidiary Contributors
Page 22 - Tax
Page 23 - ARTICLE II
Page 24 - Equity Consideration
Page 25 - Closing Date
Page 26 - Nova I Merger Consideration
Page 27 - provided
Page 28 - , 100% as Newco Class
Page 29 - Exchange Fund
Page 30 - Article III
Page 31 - ARTICLE IV
Page 32 - Power and Authority
Page 33 - provided
Page 34 - Absence of Certain Changes
Page 35 - Litigation
Page 36 - Nova I Material Contract
Page 37 - N/A
Page 38 - Mortgage Backed Securities
Page 39 - Nova I Principal MBS Agreements
Page 40 - PE Investments
Page 41 - Nova I Major Leases
Page 42 - Investment Company Act
Page 43 - Nova I Environmental Permits
Page 44 - Power and Authority
Page 45 - Approvals; No Defaults
Page 46 - Absence of Certain Changes
Page 47 - Section
Page 48 - Nova II Material Contract
Page 49 - N/A
Page 50 - N/A
Page 51 - Mortgage Backed Securities
Page 52 - PE Investments
Page 53 - Intellectual Property
Page 54 - Investment Company Act
Page 55 - Reorganization
Page 56 - Due Authorization and Execution
Page 57 - clause
Page 58 - No Undisclosed Liabilities
Page 59 - clauses
Page 60 - Section
Page 61 - N/A
Page 62 - Mortgage Backed Securities
Page 63 - PE Investments
Page 64 - Contributed Entity PE Investments
Page 65 - Contributed Entity Major Leases
Page 66 - Information Supplied
Page 67 - Capitalization
Page 68 - Section
Page 69 - Section
Page 70 - OP Units
Page 71 - Section
Page 72 - Liquidation
Page 73 - provided
Page 74 - Commitments
Page 75 - Lien
Page 76 - ARTICLE VI
Page 77 - provided
Page 78 - Section
Page 79 - Nova I Change of Recommendation; Right to Terminate
Page 80 - provided
Page 81 - provided
Page 82 - Section
Page 83 - Nova II Change of Recommendation; Right to Terminate
Page 84 - provided
Page 85 - provided
Page 86 - Nova II Stockholders Meeting
Page 87 - IPO/Listing Parameters
Page 88 - Transaction Litigation
Page 89 - Section
Page 90 - Section
Page 91 - Section
Page 92 - Sections
Page 93 - Permitted Nova I Excluded Asset Distribution
Page 94 - Section
Page 95 - Leakage Percentage
Page 96 - Sections
Page 97 - Performance of Newco Parties
Page 98 - 4.01(b)
Page 99 - Performance of Newco Parties
Page 100 - Nova I Parties
Page 101 - Nova II Parties Certificate
Page 102 - Frustration of Closing Conditions
Page 103 - Outside Date
Page 104 - Section
Page 105 - Article VIII
Page 106 - Section
Page 107 - Section
Page 108 - Section
Page 109 - Section
Page 110 - Section
Page 111 - Section
Page 112 - Section
Page 113 - provided
Page 114 - Section
Page 115 - Entire Understanding; No Third Party Beneficiaries
Page 116 - Severability
Page 117 - IN WITNESS WHEREOF
Page 118 - N/A
Page 119 - N/A
Page 120 - EXHIBIT A
Page 121 - W I T N E S S E T H:
Page 122 - provided
Page 123 - clause (i)(b)
Page 124 - Effective Date
Page 125 - provided
Page 126 - Investment Company Act
Page 127 - Portfolio Management Services
Page 128 - clause (i)(b)
Page 129 - Appointment and Duties of the Manager
Page 130 - N/A
Page 131 - N/A
Page 132 - N/A
Page 133 - Portfolio Management Services
Page 134 - N/A
Page 135 - Section 11(a))
Page 136 - provided
Page 137 - Section 15
Page 138 - Business Opportunity
Page 139 - Section 3(d)
Page 140 - Section 2(d)
Page 141 - Section 14(a)
Page 142 - Confidential Information
Page 143 - Obligations of Manager; Restrictions
Page 144 - provided
Page 145 - Base Management Fee
Page 146 - Incentive Fee
Page 147 - N/A
Page 148 - N/A
Page 149 - provided
Page 150 - i.e.
Page 151 - Manager Covered Person
Page 152 - Section 13(b)
Page 153 - Section 13
Page 154 - Termination Notice
Page 155 - Section 14(a)
Page 156 - Section 15(b)
Page 157 - provided
Page 158 - Section 18
Page 159 - Notice
Page 160 - Binding Nature of Agreement; Successors and Assigns; No Third Party Beneficiaries
Page 161 - Governing Law
Page 162 - N/A
Page 163 - Exhibit A
Page 164 - N/A
Page 165 - EXHIBIT B
Page 166 - ARTICLE V
Page 167 - Determinations by Board
Page 168 - Corporate Opportunities
Page 169 - Appraisal Rights
Page 170 - Common Stock
Page 171 - Preferred Stock
Page 172 - ARTICLE VII
Page 173 - Initial Date
Page 174 - Trust
Page 175 - Remedies for Breach
Page 176 - Exceptions
Page 177 - Increase or Decrease in Common Stock Ownership or Aggregate Stock Ownership Limits
Page 178 - Transfer of Capital Stock in Trust
Page 179 - e.g.
Page 180 - Enforcement
Page 181 - EIGHTH
Page 182 - N/A
Page 183 - EXHIBIT C
Page 184 - provided
Page 185 - NOTICE
Page 186 - QUORUM
Page 187 - VOTING OF STOCK BY CERTAIN HOLDERS
Page 188 - provided, however
Page 189 - Special Meetings of Stockholders
Page 190 - General
Page 191 - TELEPHONE MEETINGS
Page 192 - SPECIAL MEETINGS
Page 193 - CONSENT BY DIRECTORS WITHOUT A MEETING
Page 194 - ARTICLE IV
Page 195 - REMOVAL AND RESIGNATION
Page 196 - VICE PRESIDENTS
Page 197 - CHECKS AND DRAFTS
Page 198 - FIXING OF RECORD DATE
Page 199 - ARTICLE XI
Page 200 - ARTICLE XIV
Page 201 - EXHIBIT D
Page 202 - TABLE OF CONTENTS
Page 203 - N/A
Page 204 - N/A
Page 205 - AMENDED AND RESTATED
Page 206 - Nova II Merger
Page 207 - Additional Member
Page 208 - ex-date
Page 209 - Exhibit
Page 210 - Beneficially Own
Page 211 - Board of Directors
Page 212 - Capital Account Limitation
Page 213 - Company
Page 214 - Consent
Page 215 - Cut-Off Date
Page 216 - Excluded Property
Page 217 - N/A
Page 218 - Holder
Page 219 - Liquidator
Page 220 - Managing Member
Page 221 - Membership Unit
Page 222 - Net Proceeds
Page 223 - Nova I OP Merger
Page 224 - Permitted Transferee
Page 225 - RED REIT
Page 226 - Related Party
Page 227 - Subsidiary
Page 228 - Transaction
Page 229 - Vesting Agreement
Page 230 - Principal Office and Resident Agent
Page 231 - Term
Page 232 - Powers
Page 233 - provided
Page 234 - provided
Page 235 - provided
Page 236 - Issuances to CLNS Credit
Page 237 - provided
Page 238 - Loans to the Company
Page 239 - Options Granted to Company Employees
Page 240 - Restricted Stock Granted to Persons other than Company Employees
Page 241 - Issuance of Membership Common Units
Page 242 - N/A
Page 243 - pari passu
Page 244 - Voting
Page 245 - Conversion of LTIP Units
Page 246 - Forced Redemption
Page 247 - Transaction
Page 248 - No Interest; No Return
Page 249 - Excluded Properties
Page 250 - Distributions in Kind
Page 251 - ARTICLE 6
Page 252 - Regulatory Allocations
Page 253 - N/A
Page 254 - Special Allocations Upon Liquidation
Page 255 - Allocation of Nonrecourse Liabilities
Page 256 - Tax Allocations
Page 257 - N/A
Page 258 - Certificate of Formation
Page 259 - N/A
Page 260 - N/A
Page 261 - provided
Page 262 - provided
Page 263 - Transactions with Affiliates
Page 264 - Indemnification
Page 265 - provided
Page 266 - Liability of the Managing Member
Page 267 - N/A
Page 268 - Title to Company Assets
Page 269 - Reliance by Third Parties
Page 270 - Management of Business
Page 271 - No Rights as Objecting Member
Page 272 - ARTICLE 9
Page 273 - ARTICLE 10
Page 274 - Tax Matters Member and Partnership Representative
Page 275 - IRS Adjustment
Page 276 - Withholding
Page 277 - ab initio
Page 278 - Non-Managing Members Rights to Transfer
Page 279 - Incapacity
Page 280 - Substituted Members
Page 281 - N/A
Page 282 - Restrictions on Termination Transactions
Page 283 - Surviving Company
Page 284 - Admission of Additional Members
Page 285 - Limit on Number of Members
Page 286 - Liquidator
Page 287 - Deemed Contribution and Distribution
Page 288 - Cancellation of Certificate of Formation
Page 289 - Procedures for Meetings and Actions of the Members
Page 290 - ARTICLE 15
Page 291 - N/A
Page 292 - N/A
Page 293 - N/A
Page 294 - provided
Page 295 - Stock Offering Funding Option
Page 296 - N/A
Page 297 - N/A
Page 298 - N/A
Page 299 - Addresses and Notice
Page 300 - provided
Page 301 - Entire Agreement
Page 302 - No Partition
Page 303 - No Rights as Stockholders
Page 304 - N/A
Page 305 - EXHIBIT A: EXAMPLES REGARDING ADJUSTMENT FACTOR
Page 306 - EXHIBIT B: NOTICE OF REDEMPTION
Page 307 - N/A
Page 308 - EXHIBIT C: MEMBER NOTICE OF LTIP CONVERSION ELECTION
Page 309 - EXHIBIT D: COMPANY NOTICE OF LTIP CONVERSION ELECTION
Page 310 - SCHEDULE I
Page 311 - SCHEDULE II
Page 312 - EXHIBIT E(1)
Page 313 - [Signature Page to Second Articles of Amendment]
Page 314 - EXHIBIT E(2)
Page 315 - [Signature Page to Articles of Amendment]
Page 316 - EXHIBIT F
Page 317 - N/A
Page 318 - EXHIBIT G
Page 319 - EXHIBIT H
Page 320 - Board of Directors
Page 321 - Other Definitional Provisions
Page 322 - Section
Page 323 - Severability
Page 324 - Governing Law; Jurisdiction; Waiver of Jury Trial
Page 325 - Third Party Benefits
Page 326 - N/A
Page 327 - EXHIBIT I
Page 328 - ARTICLE I
Page 329 - Grant Date
Page 330 - Maryland Act
Page 331 - ARTICLE II
Page 332 - No Reversion to the Company
Page 333 - ARTICLE III
Page 334 - Limitations on Transfer
Page 335 - ARTICLE V
Page 336 - Payment of Expenses and Liabilities
Page 337 - Federal Income Tax Information
Page 338 - ARTICLE VI
Page 339 - Section 6.02
Page 340 - Specific Powers of Trustees
Page 341 - provided
Page 342 - Conflicts of Interest
Page 343 - ARTICLE VIII
Page 344 - Reliance by Trustees
Page 345 - Recitals
Page 346 - ARTICLE IX
Page 347 - Meeting Called on Request of Beneficiaries
Page 348 - ARTICLE XI
Page 349 - ARTICLE XII
Page 350 - Severability
Page 351 - N/A
Page 352 - APPENDIX A
Page 353 - [Signatures appear on the following page.]
Page 354 - ASSIGNOR:
Subdocument 3 - EX-99.1 - EX-99.1
Page 1 - N/A
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A

Shareholder Contact Information

Investor Relations

Lasse Glassen
ADDO Communications
310.829.5400
lglassen@addoir.com

Press & Media

Caroline Luz
Owen Blicksilver P.R., Inc.
203.656.2829
caroline@blicksilverpr.com

Stock & Transfer Agent

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Trust Company
800.937.5449
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